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Who regulates them: The SEC regulates investment advisers who manage $ million or more in client assets, while state securities regulators have jurisdiction. You can enter the field with any type of major, but most financial advisors get a degree in economics, business, finance, or accounting. If you don't pursue one. Representatives of broker-dealers, investment advisers, or issuers of securities must use this form to become registered in the appropriate jurisdictions. Does.

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1. Get Your Bachelor's Degree · 2. Become An Intern · 3. Get Certified · 4. Find An Entry Level Job · 5. Pursue Your Education. Financial advisors require specialized education, to prepare them for situations when they will accurately manage client finances. They will first need to earn. Examination Requirements: Michigan Investment Adviser Representative (“IAR”) registration requires either the Series 65 examination, or the combination of a.

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Candidates can review any company's job description to know the minimum requirements for the job. Some businesses need candidates with a master's degree in a. Examination Requirements: Michigan Investment Adviser Representative (“IAR”) registration requires either the Series 65 examination, or the combination of a. Prospective financial advisors looking for a career as a financial planner would be well served obtaining the CFP® (Certified Financial Planner) credential.